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Aditya Birla Sun Life AMC Limited

Aditya Birla Sun Life AMC Limited

    • Kaustubh Gupta Co-Head – Fixed Income

    Investment Team

    Mr. Kaustubh Gupta is the Co-Head of Fixed Income at Aditya Birla Sun Life AMC Limited. Kaustubh brings with him over 17 years of extensive investment experience having worked in various capacity of treasury finance, liquidity management and fund management. As Co-Head, Kaustubh leads the overall fixed income portfolio management.


    Prior to joining ABSLAMC in 2009, Kaustubh worked with ICICI Bank for 5 years in the Asset Liability Management team.


    Kaustubh is a Chartered Account and CFA (Level 2) by qualification.

    Roles & Responsibilities with respect to Risk Management Roles & Responsibilities with respect to Risk Management
    Sn
    Particulars
    1
    Manage investment risk of managed scheme(s). i.e., market risk, liquidity risk, credit risk and other scheme specific risks within approved limits
    2
    Ensure adherence to relevant SEBI guidelines in respect of RMF and relevant principles thereunder including risk identification, risk management, reporting and corrective actions etc., SID, internal & Regulatory limits
    3
    Ensure adherence of applicable provisions of Mutual Funds Regulations including Code of Conduct per Schedule V B
    4
    Adhere to the risk appetite framework of the schemes to maintain appropriate risk level for schemes.
    5
    Suggest / provide inputs on changes required to risk appetite to the CIO
    6
    Recommend reduction/ change in the risk level of the schemes within the Potential Risk Class (PRC) with the approval of CIO
    7
    Report identified risk, risk related events and corrective actions plans to the CIO
    8
    Measure risks in accordance with the approved internal policy and risk metric
    9
    Periodic analysis of bulk trades and block deals of large values
    10
    Analysis and evaluation of ratings received from multiple credit rating agencies for securities across portfolios and take necessary actions
    11
    Ensure disclosures made to clients are consistent with investments and holdings
    12
    Manage and monitor investments in schemes by conducting –
    • Quantitative risk analysis
    • Analysis of concentration limits
    13
    Ensure adherence to the framework for inter-scheme transfers and perform due diligence at the time of buying securities through inter-scheme transfers.
    14
    Ensure maintenance of all relevant documents and disclosures with regard to debt and money market instruments before finalizing the deal
    15
    Take corrective action for deviations, if required, as per the approved Delegation of Power (DoP) and escalate major risk related event to CIO.
    16
    Responsible for daily management of investment risk of managed scheme(s) such as market Risk, liquidity Risk, credit risk and other scheme specific risks and appropriate risk reporting of any risk related event to CIO.